Web17 CFR § 23.434 - Recommendations to counterparties - institutional suitability. Electronic Code of Federal Regulations (e-CFR) US Law LII / Legal Information Institute. LII. … WebIs it possible use Chinese commodity futures as custom data in Lean?and use future chain api to access it? Toggle navigation. ↑↓ to select, press enter to go, use esc to exit ... In addition, the material offers no opinion with respect to the suitability of any security or specific investment. QuantConnect makes no guarantees as to the ...
The SFC updated its Frequently Asked Questions on Compliance …
Web9 Apr 2024 · In the statement, the CFTC also announced its intention to extend relief granted to EU firms to UK firms upon Brexit. On April 5, the Divisions issued no-action relief to permit UK entities to rely on existing relief applicable to EU member state firms. The relief will be effective “if and when the UK withdraws from the EU,” subject to the ... WebFutures Market The Electricity Futures Market allows the trading of standardised contracts of electricity loads into the future. It provides a platform for the power generation industry and electricity consumers to hedge their price risks. One of the primary benefits of the new futures market is to boost competition in the wholesale and retail pete rock do over you
SFC issues guidance on what triggers suitability obligations
Webto comply with the suitability duty, pay-to-play, “know your counterparty” and scenario analysis provisions. Further, the CFTC noted in the Release that SDs are not required to … WebThe CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on … WebThe SFC clarifies that licensed or registered persons can develop their own processes for performing suitability assessments for their clients and that the process may be varied … starnet commercial flooring